Schools - and Systems - for the 21st Century

A Proposal to the New American Schools Development Corporation

by the

 National Center on Education and the Economy

Attn.:  Marc Tucker, President

39 State Street,  Suite 500 / Rochester  (Monroe County),  NY  14614

PH:  716-546-7620/FAX:  716-546-3145

and its Partners:

State of Arkansas                             Apple Computer,  Inc.

State of Kentucky                            Center for the Study of Social Policy

State of New York                            Commission on the Skills of the American Workforce


Pittsburgh,  PA                                         Workforce

Rochester,  NY                                 Harvard Project on Effective Services

San Diego,  CA                                 Learning Research and Development

State of Vermont                              Center at the Univ. of Pittsburgh

State of Washington                         National Alliance of Business

White Plains,  NY                            National Board for Professional  Teaching Standards                                                                                                    

                                                           New Standards Project

                                                           Public Agenda Foundation

                                                           Xerox Corporation      



            Brandon is a small, rural village in the Green Mountains an hour south of Burlington on Vermont Highway 7.  The people here are poor, and the ugly white-brick two-story building looks more like a weather-beaten industrial plant than a school.  But on the inside, Otter Valley Union High School has become a high output academic setting that produces the state's debate champions, its own literary magazine and a choir that performed Mozart at Carnegie Hall.


            Bucking bureaucratic rules and winning state waivers from regulations, the faculty at Otter Valley restructured their school over the past six years.  They worked with the community to set ambitious goals.  They created interdisciplinary teams of teachers to improve instruction.  They moved to cooperative learning and heterogeneous grouping.  A rotating troika of teachers assumed the role of principal.  They started measuring learning through portfolios of the students' work in math, English, social studies and science.  They fought for time and money to get the training for themselves that allowed this transformation.  The students responded. 


            Dag Hammarskjold School No. 6 is 300 miles west in Rochester,  NY, a few blocks from the Genesee River and five miles from where the river pours into Lake Ontario.  The 520 elementary children who go to school here are mostly black and poor, living in nearby housing projects.  The 30-year-old building is graffiti marred, squatting inside a metal fence on a barren street corner.  Even the Church of Jesus Christ Sweet Shop across the street is boarded up.  The neighborhood is tough, with gangs like the Legion of Doom controlling turf.  But the school is a clean, colorful haven where kids not only feel safe but are learning. 


            Six years ago, the teachers at No. 6, convinced that what they were doing wasn't connecting with kids, started something new.  They turned the Genesee River into their classroom.  They used the curiosity of the students to write a curriculum based on 'interesting questions' centered on seven time periods of the river's history.  The students move from studying the time when dinosaurs and glaciers once moved through their valley to the study of pollution and industrial development.  Instead of teaching through textbooks and worksheets, teachers use museums, historical sites and local experts.  The school sends its students out on 400 field studies each year.  The students are engaged.  Listen to a young black sixth grader explain German immigration to the region, and add texture with the German sausage factory she visited.  Or watch a class of learning disabled students put together a quilt that connects the river and its people.  Outside evaluators pronounce the Genesee River Valley Project a success - learning and test scores are up, truancy and discipline problems are down.  The project has spread to another elementary school and to part of Jefferson Middle School.


            The Genesee River Valley Project is not a product of the Rochester City School District but of the teachers at School 6.  They went outside the system to get the help to produce the curriculum.  They won the grants to fund these extensive field studies for



their inner city children.  They established a collaborative arrangement with the local

university for evaluation.  School 6 is a school that 'broke the mold' in spite of the system, certainly not because of it.


            Now, imagine for the moment where we might be if states and districts routinely gave birth to schools like No. 6 and Otter Valley in Vermont.  Imagine systems that provide assistance and encouragement to schools to 'break the mold' instead of inflexible rules that only harden it.


            Our proposal is not about creating another handful of successful schools.  It is instead about something we believe is much harder:  The creation of systems that will foster these schools, that will allow them to grow and multiply to the point where every school can 'break the mold.'


            Our object is to make schools like Otter Valley and School 6 the norm everywhere.  By 1995 we plan to have 243 schools in seven states - enrolling a student body representative of the American people - cast in molds they set themselves and performing as well as Any in the world.  These schools will be the vanguard of a far larger number in many more states that will meet the same standard in five years.


            Reaching this goal will require a transformation in virtually every important aspect of the American system of education, features that have remained essentially unchanged for nearly 70 years, from graduation standards to incentives that motivate students, from curriculum to budgeting, from assessment systems to teaching careers.


            Promoting and - especially - sustaining these changes in the schools will require complementary and equally radical changes in the organization of school districts and the structure and administration of education policy at the state level.  It will also require thoughtful and sustained communication with the citizens of these states to build the public consensus needed to support those revolutionary changes.  Designing and implementing this kind of fundamental transformation not just in a few schools, but in schools, districts and states in many parts of the country at once is an unprecedented undertaking.  Pulling it off will require the coordinated action of hundreds of the most talented, committed educators and specialists from many walks of American life beyond education.  The National Alliance for Restructuring Education has assembled such a team and has devised a plan that will enable us to work together to get the job done.  The states and districts that are our Partners are utterly committed to this transformation.



America's Schools And Systems:


Cast In A 1920's Mold


            As is so often the case, the system we are trying to change is itself the work of reformers.  Nearly 70 years ago, they reshaped the governance, organization and management of public education to fit the mold of American industry.  Industrial leaders had discovered that enormous improvements could be made in efficiency by breaking down the work of front-line workers into simple tasks and assigning each worker to one of those tasks, which the worker would repeat endlessly through the day until the job was done with 'machine like efficiency.'


            Management divided up the work into these pieces and described in minute detail how each job was to be performed.  The supervisor's job was to make sure it was done that way.  The worker's job was to do the work in exactly the manner prescribed by the supervisor.  All the thinking was to be done by management;  the front-line workers were not meant to think.


            This industrial organization required a well educated management, but it demanded workers with only the most rudimentary of skills.  The educational system that was designed in its image survives nearly intact today.  Principals' jobs are defined as passing down orders from above and enforcing the system's rules on the teachers, whose role is to work to the specifications and within the context defined by others.  They are the front-line, blue collar workers of the education system.


            The education system we have been handed down was designed to give most students only 'basic' skills.  It produces a curriculum that sacrifices understanding to 'filling in the blanks' on the worksheet.  It rewards those who follow the rules rather than those who produce results, so it naturally generates bureaucratic behavior.  Valuing efficiency more than quality, it operates by sorting students out rather than educating everyone to a high standard.  Every feature of this system reinforces all the others.  That is why it is so durable, so resistant to change.  That is why successful schools succeed despite the system, not because of it.  'Breaking the mold' means breaking this system, root and branch.



The Students We Ought To Want


            Today's economic system, and particularly tomorrow's, requires front-line workers routinely expected to perform in a way that we now expect only of professionals and managers.  They must be prepared to deal with unique, complex problems in a way that calls on real understanding of the context in which they work and broad knowledge



in many fields.  They need to be able to frame problems as well as solve them - problems that are often unique and require on-the-spot solutions.  There may, in fact, be many satisfactory solutions.  They need to be creative, to work effectively with others and to assume responsibility for their own work.  Creative, autonomous, broadly knowledgeable workers are not what the managers of the 1920;s had in mind, but that is exactly what the country now needs and what we propose to deliver.


            But we are much more than a nation of workers.  The United States can manage its affairs and use its global power responsibly only if we have a deep grasp of democratic values and a broad understanding of the history and culture of the inhabitants of the world.  As citizens and parents, American adults must acquire the values of caring, responsible people.


            None of these aspirations will be realized unless our children grow up healthy and cared for, confident of their skills and of their future.  They will not succeed in any of the roles we envision for them unless the adults in their lives expect a lot of them, convey that expectation constantly and provide the help they need at every step along the way.


            These views may sound ordinary, but they do not describe reality for most youngsters.  Millions of American kids do not grow up healthy and have few, if any, adults in their lives who expect much of them.  Few Americans think their children need to match world-class academic performance.  High performance is not required to get a job or go to college.  The tests we use do not measure the qualities we just said are necessary and the curriculum is not designed to develop those qualities.  Most important, and most deeply damaging, our system tolerates vast attainment differences - and therefore life prospects - for students from different economic, cultural and racial backgrounds.  So very little that we actually do, in or out of school, matches what we need to do.  We mean to build a new educational system on a very large scale that will change all that.


The Design Challenge:


Elements Of A Performance-Oriented System


            The overriding concern for both business and education in the '20s and '30s was efficiency - how to produce the greatest possible quantity of products and student-years of education for any given amount of money.  The problem now in both arenas is quality.  The best American firms have realized they must adopt an entirely different conception of organization and management.  The firm must get its goals clear, communicate them to everyone in the organization, and find an accurate way to measure progress.  It must then vest authority for achieving those goals directly in the people producing the product or



rendering the service, provide them the tools and support to do the job, and hold them responsible for the results.  It is a performance-oriented system, one in which the front-line worker is paid to think and is rewarded for achieving the goals of the firm, not for faithfully executing someone else's design.  Everything depends on clear goals, clear measures of progress toward those goals and strong incentives for everyone concerned to achieve them.


            It is this new model of work, organization and management that informs the strategy of the National Alliance for Restructuring Education.  It requires clear outcomes for students, accurate measures of progress toward those goals, principals and teachers empowered to design and implement a curriculum that will enable the students to reach the goals, many kinds of support for the staff who shoulder that responsibility and rewards for those who meet it.  This litany implies profound changes in every important feature of American schooling.  In this section, we specify those features and describe them as the principal components of the new design for American education we propose to put in place.


            Standards and Assessment.  The system we are about to describe is one interwoven fabric.  Each part is necessary for all the others to function properly.  But if there is a centerpiece, it is, without question, standards and assessment.  The states and districts that are leading the nation in the restructuring effort have named the lack of shared standards for student achievement and good assessment systems as the single greatest obstacle to creating a performance-oriented system.  The first design task, then, is to define what outcomes are wanted and create quality measures of progress toward those outcomes.


            All the states and districts in our consortium are members of the New Standards Project, which is itself a Partner in our consortium.  We are committed to developing standards and developing an examination system in all the content areas covered by Goals 3 and 4 of the National Education Goals as well as work skills at the 4th, 8th and 10th grade levels.  It will set a world-class standard of performance for all students, though we plan to accommodate many different examinations.  These exams will emphasize the ability to think well, demonstrate an understanding of subjects studied and apply what one knows to the kind of complex problems encountered in real life.


            In establishing content standards for its work, the Project is drawing on those set by national bodies like the National Council of Teachers of Mathematics and on content frameworks developed by the states.  It will also establish international benchmark standards for performance.  Work has begun on the tasks that will constitute the core of the examinations.  The first valid, reliable and fair exams will be available for use in math and in English language arts by 1994-95;  in work readiness by 1995-96 and science by 1996-97.  Other discipline areas will follow.  Work is underway to establish exam comparability to enable the Project to decide whether different exams are in fact examining to the same standard.



            The New Standards Project is developing a mastery-based examination system with known standards.  It will not be a sorting system.  This strategy of establishing a world-class standard for all students is intended to strike at the heart of the most inequitable feature of the American education system:  The consistent tendency to underestimate the capacity of low-income and minority students and the practice of holding them to a lower standard of accomplishment.


            The New Standards Project's examination system will employ advanced forms of performance examinations as well as assessments of the quality of students' work as revealed through portfolios, exhibitions and projects.  But this is not our only resource for this proposal.  Many of the states and districts in our consortium are themselves leaders in the national movement to create high standards and new forms of student performance assessment.  Vermont, for example, is pioneering the development of portfolio assessment.  Pittsburgh developed one of the first and most widely admired systems for assessing higher order thinking skills.  And Kentucky is investing $29 million in the development of a whole new system of student performance assessment that will advance the state of the art.


            Throughout our proposal, we take advantage of the existing efforts of our site Partners because those restructuring efforts are already among the most advanced in the nation.


            Curriculum, Instructional Strategies and Technology.  The purpose of our work in standards and assessment is not simply to measure student performance, but to improve it radically.  That cannot happen without addressing the second design task:  How to connect schools to the curriculum and instructional resources they need to perform to high standards.  If we conceive of teachers not as the blue collar implementers of someone else's curriculum design, but rather as the professional designers of a curriculum and instructional environment that enables their students to reach high standards, then the challenge is to identify and readily provide the resources that teachers will need to do this very well.


            The approach we plan to use for assessment will provide a powerful tool for this purpose.  At its heart is the idea of setting tasks for students to do.  It is the performance of students on these task that will be assessed by the system.  To a significant extent, the tasks, by defining students' work, will define their curriculum.  By engaging teachers directly in the development of these tasks, we will be engaging them in the work of curriculum development will be hard to find, and classroom teachers will be the primary agent of both. 


            But the question remains:  How to organize instruction to achieve the national goals for students - all students?  Here we can be more explicit about the design task.  We will identify the most promising work anywhere in the country on this topic, subject by



subject for all education levels - elementary, middle and high school - and enable those teachers and principals who will lead their colleagues to work directly with those involved in these projects.  We will locate schools that are using computer-based and multi-media technology to support advanced instructional environments and create the same learning opportunity there.  We will capture the essence of the best ideas and practice in a variety of media and make them available to hundreds of thousands of school people.


            And we must establish a way for teachers to access easily the best research that will help them redesign their schools.  In doing so, we must endure that the information provided be organized not in the form of the questions researchers ask, but rather those that teachers ask:  Do the basics have to be mastered before thinking skills are developed?  How can we address the special problems of kids who are falling behind without labeling them as slow learners?  What do we do about unmotivated kids?


            The key, of course, is the content.  It is not our goal just to create a better process, although we will do that.  Our intent is to provide students with a much richer curriculum that gives them access to the depth of knowledge in the core subjects that allows them to meet world-class standards.


            The Center on Student Learning at the Learning Research and Development Center (LRDC), a unit of the University of Pittsburgh, will make its own highly regarded research available, serve as the gateway to the rest of the world's research knowledge, establish a growing bank of teacher-oriented research information and identify the most advanced curriculum projects in the country to serve as intellectual and practice resources for this proposal.  CSL will also identify the characteristics of curriculum and instructional strategies most likely to lead students to meet world-class standards.  To get there, the curriculum must have content as rich and interesting as the 'interesting questions' curriculum about the Genesee River designed by teachers in Rochester.  The Center on Student Learning has a successful history of getting this kind of information to teachers.  It will continue to work closely with the American Federation of Teachers Education Research and Development Network, which has done pioneering work in making the link between research and teaching practice.


            The Apple Classrooms of Tomorrow (ACOT) program of Apple Computer, Inc., backed up by the full resources of Apple Computer and ACOT's national network of laboratories and demonstration sites, will be responsible for providing the technical assistance resources needed for fully integrating advanced computer-based technologies into the new curriculum and pedagogy.  In this program, technology is not intended as an instructional delivery system to replace teachers, but rather as a powerful tool that students and teachers can use to extend vastly their capacity to create, acquire, analyze and display information.  ACOT brings to this proposal a ready resource of researchers and technology involving teachers and students.



            Just as students need a target to guide their learning, so do teachers.  Now, the only time any sort of expectations for what teachers should know and be able to do are established is when states set licensing standards at the outset of a teacher's career.  But through the National Board for Professional Teaching Standards, one of our Partners, high and rigorous standards are being set, and board certification will be available in 1993-94.  This will provide states and communities with an unparalleled opportunity to redesign their teacher policy.


            One last point here.  In the American system, school ends at 18 for everyone and that's when college begins for some.  In other advanced countries, the first phase of schooling ends at 16, then some prepare for college and the majority participate in a demanding program, often including on-the-job training, that prepares them for work at a high level of technical skill.  Some of the most thoughtful work on this topic has been done by the Commission on the Skills of the American Workforce, which published America's Choice:  high skills or low wages!  in 1990.  The staff and members of the Commission are committed to working with the firms and educational institutions in our Alliance to help them devise the policies and practices required for an effective school-to-work transition program.  The curriculum and teaching methods we implement in the schools will be designed to constitute a smooth bridge to these programs, and the standards our graduates meet will be designed to constitute a firm foundation both for college and for the demanding skill training systems to be designed for those not going right on to college. 


            Health and Human Services.  Children who routinely come to school hungry, malnourished or brutalized, who are in trouble with the criminal justice system, or who find themselves with different foster parents every few weeks, will rarely meet world-class academic standards no matter what the school does.  If our goal is for all of our children to meet the highest achievement standards, then we must deal with these issues.


            The design problem here is to improve the planning, financing and delivery of health and human services so they will more effectively support student learning.  Specifically, we aim to produce a design that will assure that all children will enter school ready to learn and that none will fail to learn because of health, family or other problems that effective human services could have prevented.  This means assuring the availability of integrated, comprehensive services, beginning with prenatal care, and including continuing health care, family support services, child care and preschool education.  It will also mean assuring that teachers will be able to mobilize services and supports for the child and family when they spot a child who needs help.  And it means that the supports - before and after school care, safe recreational opportunities and strong links between school and home - are in place.  We are assembling a team to address these issues.  Along with the Alliance states and school districts, it is committed to developing:




            *          outcome standards that will enable our Partners to create performance-oriented systems for the delivery of health and human services that will parallel what we propose for school;

            *          new financing strategies, including reallocating existing dollars for better results;

            *          practical approaches for schools to more easily mobilize and link up with services and supports that work;

            *          improved approaches for linking needed, but not yet available, services to restructured schools;

            *          incentives and better governance structures for integrating the work of multiple agencies;  and

            *          effective methods for cross-training and equipping with new skills those who deliver health and human services (including schooling).

            Our work in this arena will be coordinated by two organizations with outstanding reputations in the field, the Harvard Project on Effective Services and The Center for the Study of Social Policy.  They will work with the new National Center for Service Integration, Joining Forces and the National Center on Education and the Economy.  The states and districts in our group have also provided national leadership in this area.  San Diego's New Beginnings may be the nation's most promising effort to integrate the delivery of government-funded health and human services around schools.  Vermont has a statewide social services-education integration program underway, and Kentucky has provided for Family Resource Centers and Youth Service Centers at or near all its schools with 20 percent or more low-income students.

            High Performance Management.  Trying to produce a vast improvement in student outcomes solely by setting student performance standards, creating new exams, and urging teachers to adopt a new curriculum and use technology in the classroom would be like General Motors trying to match the performance of Honda and Toyota without changing the way it organizes and manages the corporation.  The challenge is to produce enormous improvements in quality and productivity without comparable increases in cost.  The best industrial corporations - using techniques that go under the general rubric of 'Total Quality Management' - are assigning to the front-line workers many of the duties and responsibilities that, in the past, they assigned only to managers and top professionals.  They are getting rid of as much bureaucracy in the system as possible, changing the roles of management and then managing the whole system for quality and performance.

            Our design challenge in this arena is to take the principles of the total quality movement as they have evolved recently in the best American firms and adapt them for use in the education context.  To do this, we have assembled a group led by the High Performance Management Project at the National Center on Education and the Economy, joined by the National Alliance of Business and industrial firms that have pioneered Total


Quality Management in the private sector, led by Xerox Corporation.

            The National Alliance of Business, with assistance from the National Center on Education and the Economy, is currently engaged in a major project to work with Malcolm Baldrige National Quality Award recipients to adapt quality management techniques to education.

            Over the last three years, a team of executives loaned by Xerox to the National Center on Education and the Economy has been working intensively with the Rochester City School District and other districts in New York State to adapt the principles of Leadership Through Quality, Xerox's quality initiative.  Over the last year, this work has been expanded to include assistance to the Vermont State Department of Education, the Arkansas State Department of Education and other Alliance Partners.  The knowledge gained from this work and the National Alliance of Business project will be distilled into a variety of products that will serve as the basis of a technical assistance program to the schools, districts and states in our consortium.

            Our strategy is to involve a growing number of industrial corporations with a strong reputation in the quality management field in direct technical assistance relationships with the schools, districts and states - first those in our Alliance and then others all over the country.  Xerox has agreed to take on one state - probably New York - and one district - probably Rochester - within that state.  We are actively engaged in conversations with potential partners for other states.

            Public Support for High Performance.  What we are proposing is unique in two ways.  We are putting in motion a process that will yield new, world-class standards;  new assessment systems;  management techniques and systems that are rare in corporate America and almost non-existent in education America;  curriculum and technology that will make our classrooms look quite unlike any that we went to school in, and so on.  Then we are proposing to put all those parts together, to create the pedagogical analog to a chemical reaction which yields a product wholly different from any of its parts.  To provoke and sustain this change will require a measure of public support and understanding that does not presently exist.

            Most people think schools are in bad shape but not their own school;  most people believe someone's child needs to know math and science but not their own since they do not and have gotten along just fine;  few people believe that all kids can learn.  Most Americans have a vision of good schooling that corresponds to what they experienced themselves and would be satisfied with that.  If we are to succeed in radically transforming schools, we must alter attitudes outside the schoolhouse door.

            Our design problem is to identify those strategies that will foster sustained public support for world-class student performance standards and the revolutionary changes in


policy and practice that will be needed to meet them.  To accomplish this, we will put together a comprehensive package that includes all the techniques of the modern media strategist as well as the proven methods of community organizing.  We intend to build on very effective strategies developed by some of our state Partners and to bring in other partners who have established national reputations for effective work in this arena. 

            Vermont's strategies for grassroots public engagement have attracted national attention.  The state has, for example, initiated School Report Nights as an expected feature of local town meetings.  Their statewide plan of action, A Green Mountain Challenge:  Very High Skills for Every Student;  No Exceptions, No Excuses, was developed through the active participation of hundreds of citizens.  New York's plan, A New Compact for Learning, was developed in response to open hearings held all over the state.  In Kentucky, there are a number of public engagement efforts underway including the Kentucky Partnership, which is comprised of nearly sixty members led by The Business Roundtable companies.  The Partnership has launched a statewide $1.3 million media campaign in support of a reform agenda virtually identical to ours.  The Prichard Committee, a statewide citizens group, has launched a community organizing effort in 50 school districts in support of the same agenda.

            Another of our Partners, The Public Agenda Foundation, will conduct campaigns in several of our states and districts to help citizens better understand the connections between education and America's ability to be globally competitive.  Public Agenda has already been successful in designing and orchestrating citizen education campaigns for five American communities in the past year.  It will work with our Partner sites to bring leaders from all parts of these communities into a planning process that will also include the active participation of the local media.  Six-week media campaigns that include daily newspaper and prime time television coverage on many aspects of education will be launched by media partners recruited by Public Agenda.  Town meetings are an integral component of the campaigns for increasing public discussion and the focus of daily news coverage for the media.

            Public support will come only with real public involvement, in schools, neighborhoods and communities.  Parents must have an expanded role in school decision making.  They must see themselves as collaborators in their children's education.  But more than parents must be involved.  The Industrial Areas Foundation, perhaps the most experienced agency in the United States in the arena of community organizing, will help us think through the parent engagement and organizing issues.


The Design Challenge:  Transformed Schools, The Transformed Education System

And The Conversion Process

            We just described what we believe are the indispensable elements of a systemic approach to the transformation of American education.  All of these elements must come together in transformed schools.  They must also come together in the transformed systems of which these schools will be a part - school systems on the one hand and the world of state policy and agencies on the other.  In this section we present our views of the design challenge in building new schools, revamping state policies and reorganizing districts and state agencies.  But imagining the world we want to create is not the only challenge.  We must get from the old to the new.  So we also need a way to think about the conversion process;  that must be designed, too.

            Transformed Schools.   If the performance of our students is to be radically improved, the nature of their immediate learning environment must be very different.  We have in mind schools in which students move beyond accumulating facts to real understanding of the core subjects in the curriculum, combining a conceptual grasp of the material with much more than a surface knowledge of the content.  This concern with the intellectual content of student work will be a hallmark of our schools, as will creation of a learning environment in which that intellectual mastery is both employed in and produced by the constant application of new skills and information to the solution of real world, complex problems.

            Teachers must be seen as students' collaborators in this process.  And they must be the designers of students' educational programs, not just implementers of others' designs.  The principal's role must be reconceived, too, no longer to be the enforcer of rules made elsewhere or as a renegade absorbed in fighting off the system, but rather as the leader and facilitator of the teacher's efforts.  Parents, now largely shut out of the school, need to become active partners of the staff and the primary educators of their children.

            Our schools will be ones to which children come ready to learn because our communities will be organized to make families strong and youngsters healthy and whole.  Both the community and school professionals will have high expectations for students and students will have the same expectations for themselves.  Students will no longer be tracked into different roles in life.  Instead, tracking will be abandoned in favor of an explicit commitment to bringing all students to a world-class standard of achievement.  There will be a real commitment by staff in our schools to do whatever is needed for students and there will be strong incentives for students to learn and for staff to help them to achieve at high levels.  The sense of consequence attached to both success and failure will be palpable and dynamic.  Students and staff will craft their work themselves - and have the help they need when they need it.  The school will have a lot of


freedom to set its own course and will be fully accountable for the results.  Designing

schools that answer to this specification is, of course, one of the two central design challenges for the Alliance.

            The Transformed System.   There are world-class students now.  There are even 'break-the-mold' schools now.  We will produce more of each.  However, we propose to go beyond that, to address the other central challenge, designing what has never existed before in the United States, systems crafted to make 'break-the-mold' schools the rule rather than the exception.  To accomplish this, both state and district educational systems must change radically.  Our schools are now driven by a policy system and administrative processes that specify inputs and hold the schools accountable for following the rules set by others. 

            That's got to change.  Creating a system in which school people can function at a high level of effectiveness is the business of states and school districts.  It will be up to both to set student performance standards, decide on examinations to be used, create incentives for students to study hard and for school professionals to perform at high levels, create massive new professional development systems that will be required, define the policy framework for the integration of health and human services with education services, reform financing systems to provide all students with a fair shot at reaching the new standards, make sure that students' civil rights and safety needs are met, mobilize public support for the new system, and get rid of all the current laws, rules and regulations not required to serve these ends.

            Changing the district and state systems from rule-driven, input-oriented systems to output-driven, performance-oriented systems will be as hard to achieve as the changes we described for schools and just as necessary.  It is one of the most difficult design challenges we face.

            The Conversion Process.   The third and easily the most difficult design challenge the Alliance has taken on is the design of a method for moving from a few transformed schools, districts and states to many - a design for conversion from the old systems to the transformed systems that will yield transformed schools on a large scale.  We believe that, at its core, this is best thought of as a problem in the design of a very large staff development effort, an effort to enable thousands of people to develop the skills, attitudes and values to transform schools and communities all over the United States.

            Years of research and practice have taught us a lot about how to meet this design challenge.  For years, most staff development has been based on learning from theory that is divorced from practice.  We envision learning by participation in a community of practitioners, a community that includes people at every level of mastery.

            How can we create such a system for the teachers and others in our sites?  In the


classic model of learning through practice, the newcomer joins the work environment of a master, learning by participating in all of the activities of that environment.  This works when newcomers are to be socialized into established and well-functioning communities of practice.  But our problem is how simultaneously to create a new system and socialize educators to function within it.  There are few, if any, schools that are already effectively carrying out an integrated program of transformed learning and teaching meeting world-class standards, joined with a social service program and engaging parents and the community in the process.  Nevertheless, we believe it is possible to design a continuing professional development program that includes the essential elements.  There are five such elements:

*          Observation and modeling.   Newcomers spend a significant amount of time observing mentors at work.  From this observation, they learn to discriminate good from poor practice and acceptable from unacceptable outcomes.  Observation is not haphazard.  It is mediated by conversations in which critical features of the work are pointed out and processes are analyzed.  Our development program must provide opportunities for this kind of supported observation and analysis of the work of 'masters.'

*          Active practice.   This is the heart of it;  those who are developing their skills work at the job they are learning, rather than learning about the job.  Either in their own schools or in those in which their mentors teach, teachers will actively practice the new kinds of teaching for which we aim.

*          Scaffolding.   But by definition, they don't yet know how to do these tasks - they are still learning.  How can they manage this practice then?  The answer is scaffolding.  They learn by working side-by-side with an expert.  But beginners can also scaffold one another by sharing a difficult task that neither might be able to do alone.  Within our professional development design, we will need to provide scaffolding for our teachers' early efforts in new forms of teaching, either from expert teachers or from others going through the same skill development process.

*          Coaching.   Success also depends on the availability of coaching by a supportive expert who observes and comments on the learner's efforts.  Coaching is not a one-time affair, but continuous, spread out over the many months or years that it takes to become a full-fledged expert.  We will have to provide for extended coaching for our teachers, both in the sites in which they are interning, which we call master sites, and in their own schools.

*          Guided Reflection.   We will need to provide for reflection by those developing their skills.  Just practicing the new forms of teaching, just doing it, even well, will not prepare teachers for the flexibility that will be necessary as they continue working over the years with new groups of students, with new aspects of curriculum.  Successful teaching must be a reflective practice, one in which individuals are continually


considering, evaluating and improving on their own work.  This capacity and disposition needs to be cultivated during the development period, and supported indefinitely.  It is not just a matter of time for reflection - although that is crucial - but also a community of others to engage with in a reflective process.

            Our design problem is to build a development program that will contain each of the above elements within the constraints of a situation in which the teachers engaging in this development process remain part of a team responsible for educating children at their home school.  Furthermore, we must find a way to quickly scale up the number of schools and teachers participating.

            What are our resources?  Fundamentally, people, school practice environments, information and educational materials, time and communication resources.

            People:   We need master practitioners, teachers already teaching well in the new ways we are hoping will spread through our system.  We need expert consultants who can connect our teachers to the best research and other knowledge about instruction and learning.  We need people who can function as on-site coaches - who are master practitioners of teaching, but who have enough freedom from daily teaching responsibility that they can travel to the schools in which our teacher-apprentices are working to observe, support and critique.

            At the outset, we are, by definition, short on master practitioners.  But there are teachers, both within our Partner sites and elsewhere, who are doing superb work on some part of the curriculum.  Our plan draws in some of these people as master practitioners.  Working through LRDC, we will be able to put our school professionals in touch with the best research knowledge in the world on questions of curriculum and instruction.

            In our projected cascade design, described below, teachers and other practitioners who become experts will serve in subsequent years as master practitioners.  A system of certification for master practitioners will be designed to insure against the loss of fidelity that characteristically plagues cascade designs.  It will also serve as an incentive (through recognition and, possible, additional pay) for the extra work that teachers will need to do to become master practitioners.  We will work with the National Board for Professional Teaching Standards on designing this certification process. 

            Because there are not enough schools now to serve as master sites, and because, even if there were, our teachers could not leave their home schools for the time required for a full internship, we are going to have to develop an alternative to the classic approach.  After the first year, the initial schools in our consortium will be ready to serve as short-term sites for working visits, but even then we will need to improve practice in the home school environment - even as that school is in transformation.  For this to work,


we need time and visiting experts.  Each school-in-transformation will have to organize itself so that teachers have significant amounts of time for planning, joint work and reflection built into their regular schedules.  Visiting experts ('circuit riders') will provide the external support necessary.  They will have at their disposal a variety of tools including videos and case materials from master sites and customized research reports on instruction.

            Making this happen will be a major challenge, but there is good reason to believe that it can work.  Much of our design effort during the first year will be focused on how to support this mutual scaffolding, using circuit riders and various information and educational materials.  In addition we will put in place a telecommunications system that eases our burdens of time, distance and informational resources.

            We have illustrated our strategy with a focus on teachers.  But it applies with equal force to all the other participants we have named, from district central office staff to state agency people, from health and human service professionals to community members.  The model we just laid out forms the backbone of our operational plan.  It is the key to breaking the mold set in the 1920's.

The Alliance Design Team

            No one organization has within itself the experience and expertise to build a program that answers to the specification we have just described.  But we believe we have assembled a group of Partners who have what it will take to design and implement the changed systems we envision.

            The design team for this proposal is essentially an expanded version of the National Alliance for Restructuring Education.  This Alliance is a coalition of states and school districts that came together 18 months ago through a commitment to vastly improved student learning.  Though working on many of the same tasks - assessment, accountability, integrated services, etc. - they had been working in virtual isolation.  The Alliance connected them to each other and to exemplary work around the nation and the world in our own effort to 'break the mold.'  One of our great strengths is the fact that these states and districts have not only been working on our agenda individually, but they have been working on it together.  The collaboration called for in this proposal is well underway.

            The original Alliance members - the states of Arkansas, New York, Vermont and Washington, and the school districts in Pittsburgh, Rochester (NY) White Plains (NY) and San Diego - have been joined by Kentucky for this proposal.  Each of the Alliance members already has taken major strides toward creating performance-oriented systems.  For some, this involved policy changes enacted through legislation or state or local board


policy.  For others, it involved supporting substantial experimentation in selected schools.  For most, it involved investments in developing the tools needed to transform schools, tools such as curriculum frameworks, performance assessments and new professional development efforts.  For all, it involved building the visions, understanding and problem-solving cultures needed to support the transformation process.

            The clear strength of this partnership is a demonstrated commitment to the quality and massive nature of the change required.  There is another strength to this partnership:   It represents the great American diversity of approach, of region, of students and of resources.  The range is quite wide, from the seven-school suburban district of White Plains, where minority students now comprise the majority, to the 155 schools and 122,046 students in San Diego.  From rural Arkansas, which has passed a new outcome-based restructuring law, to inner-city Pittsburgh, which has internationally recognized schools and is moving through a city-wide restructuring effort.  These Partners represent approximately 12 percent of American school children.

            To illustrate what these states and districts are doing already to restructure their schools for high performance, we have included the chart on the following page. 

            All of these states and districts will be deeply involved in our design effort from day one.  As will be seen from our operating plan, however, we plan in the first year to concentrate some of our resources on assembling all of the components of our systemic plan in a few lead schools in each of three states, rolling out to all the others in year two and beyond.  Those three states are:

            * Kentucky, which presents us with a unique opportunity.  The state's 1990 sweeping education reform act demands just the kinds of changes in schools and school systems contemplated by NASDC.  That law is outcome-based, requiring new performance assessment measures of student performance and rewards and sanctions for schools based on those assessments.  It required all 176 school districts in the state to move to school-based shared decision-making.  It increased aid to education by about one-third, money that in part will pay for higher teacher salaries, technology in Kentucky's classrooms and much more staff development for teachers.

            * New York.   In adopting A New compact for Learning, that state's Board of Regents moved to radically restructure New York's relationship with its 3,953 schools.  The state has shifted from a highly regulatory approach to one in which it sets clear goals for student performance and measures by which to assess those outcomes, then lets the schools determine how to produce those outcomes and holds them accountable for doing so.  We will be concentrating our initial efforts in Rochester, which New York has designated as one of the state's laboratories for restructuring.

            * Vermont.   The citizens of Vermont are engaged deeply in a restructuring


revolution.  They have produced a new education vision that calls for very high skills for all Vermont students, 'no exceptions, no excuses.'  Vermont teachers have crafted a state-of-the-art portfolio assessment system.  The state education department is restructuring itself and moving to high performance management.  The 'signature' of Vermont's efforts has been a combination of strong state and local leadership, the insistence on listening to the public before acting, and a willingness to look for good ideas anywhere and adapt them to Vermont's needs.  Vermont has learned to manage, and even to promote, large scale change. 

            The members of the National Alliance for Restructuring Education have learned to work together.  We already are a team.  But we also knew we needed a more powerful force to accomplish the design and implementation of the NASDC  notion of truly 'break-the-mold' school systems.  We sought 'best-of-breed' partners who could greatly enhance our work.

            We have introduced these organizations in the preceding sections.  Here we provide a listing of our Partners that make up our design team.                                                                    

David W. Hornbeck, Co-Chair             Michael Cohen

Senior Advisor,                                                Co-Director, National Alliance for

   The Business Roundtable and             Restructuring Education

Co-Director, National Alliance for                    National Center on Education

   Restructuring Education                                    and the Economy

National Center on Education                           1341 G Street,  NW, Suite 1020

   and the Economy                                           Washington,  DC   20005

111 South Calvert Street, 16th Floor                202-783-3668

Baltimore,  MD  21202

301-659-2752                                                 Ernesto J. Cortes, Jr.

                                                                        Southwest Regional Director

Marc S. Tucker, Co-Chair                               Industrial Areas Foundation

President                                                          1106 Clayton Lane, Rm 120 West

National Center on Education                           Austin,  TX  78723

   and the Economy                                           512-459-6551

39 State Street, Suite 500

Rochester,  NY  14614                                    Norman Deets

716-546-7620                                                 Loaned Executive, Xerox Corporation

                                                                        National Center on Education


Brian L. Benzel                                        and the Economy

Chair, Governor's Task Force on                     39 State Street, Suite 500

Schools for the 21st Century                             Rochester,  NY  14614

Superintendent,                                     716-546-7620

   Edmonds School District


20420 68th Avenue West                                 David Dwyer

Lynnwood,  WA  98036-5789             Principal Scientist & Project

206-670-7003                                                 Manager, Apple Classrooms of Tomorrow

                                                                        Apple Computer, Inc.

Thomas C. Boysen                                           Mail Stop 76-2A

Commissioner of Education                               20450 Stevens Creek Blvd.

Kentucky Department of Education                   Cupertino,  CA  95014

1725 Capital Plaza Tower                                408-974-4574

500 Mero Street

Frankfort,  KY  40601                                     Burton Elliott

502-564-4770                                                 Director, General Education Division

                                                                        Arkansas Department of Education

Betsy Brown Ruzzi                                           4 State Capitol Mall,  Room 304A

Assistant Director, Commission on the Little Rock,  AR  72201-1071

   Skills of the American Workforce                  501-682-4204

National Center on Education

   and the Economy                                           Frank Farrow

1341 G Street,  NW, Suite 1020                      Director, Children's Services Policy

Washington,  DC  20005                                  The Center for the Study of Social Policy

                                                                        1250 Eye Street,  NW, Suite 503

Gloria Cabe                                                      Washington,  DC  20005

Legislative Assistant                                          202-371-1565

Office of the Governor

State Capitol Building                                       Richard P. Mills                                               

Little Rock,  AR  72201                                   Commissioner

501-682-2345                                                 Vermont Department of Education

                                                                        State Office Building

Richard R. Flanagan                                         120 State Street

Member                                                           Montpelier,  VT  05602-2501

Pittsburgh Board of Education               802-828-3135

341 South Bellefield Avenue, Rm 245

Pittsburgh,  PA  15213                         Andy Plattner

412-622-3770                                                 Director of Communications

                                                                        National Center on Education

                                                                           and the Economy

John Foley                                                        1341 G Street,  NW, Suite 1020

Senior Associate                                               Washington,  DC  20005

National Center on Education                           202-783-3668

   and the Economy

39 State Street, Suite 500                                 Thomas W. Payzant

Rochester,  NY  14614                                    Superintendent

716-546-7629                                                             San Diego Unified School District

                                                                        4100 Normal Street, Room 2219

                                                                        San Diego,  CA  92103-2682

                                                            20        619-293-8418

Gloria Frazier                                                   Edward C. Porter

Associate Director,                                           Director, Rochester Program

National Alliance for                            National Center on Education

   Restructuring Education                                    and the Economy

National Center on Education                           39 State Street, Suite 500

   and the Economy                                           Rochester,  NY  14614

4001 Gulf Shore Blvd., North #804                  716-546-7620

Naples,  FL  33940     

813-434-2214                                                 Lauren B. Resnick

                                                                        Director, Learning Research and

Lawrence J. Geiger                                              Development Center

Member                                                           University of Pittsburgh

White Plains Board of Education                       3939 O'Hara St., Room 824

93 Greenridge Avenue                          Pittsburgh,  PA  15260

White Plains,  NY  10605                                 412-624-7485



Robert Glaser                                                   Manuel Rivera

Director, Learning Research and                       Superintendent

   Development Center                          Rochester City School District

University of Pittsburgh                         131 West Broad Street

3939 O'Hara Street,  Room 833                      Rochester,  NY  14614

Pittsburgh,  PA  15260                         716-262-8378


David Mandel                                                   Douglas I. Tudhope

Vice President for Policy Development  Chair

National Board for Professional                        Vermont State Board of Education

   Teaching Standards                                       120 State Street

1320 18th Street                                              Montpelier,  VT  05602

Washington,  DC  20036                                  802-372-5320


Leslie Salmon-Cox                                           Adam Urbanski

Assistant Director,                                            President,

Learning Research and                             Rochester Teachers Association and

   Development Center                          Vice President,

University of Pittsburgh                            American Federation of Teachers

3939 O'Hara Street,  Room 824                      277 Alexander Street

Pittsburgh,  PA  15260                         Rochester,  NY  14607

412-624-7477                                                 716-546-2681 



Esther F. Schaeffer                                           Deborah Wadsworth

Senior Vice President of Operations                  Executive Director

National Alliance of Business                            The Public Agenda Foundation

1201 New York Avenue,  NW                        6 East 39th Street

Washington,  DC  20005-3917                        New York,  NY  10016

202-289-2967                                                 212-686-6610


Lisbeth B. Schorr                                             Richard C. Wallace, Jr.

Director                                                            Superintendent

Harvard University Project                                Pittsburgh Public Schools

   on Effective Services                          341 South Bellefield Avenue

3113 Woodley Road,  NW                              Pittsburgh,  PA  15213

Washington,  DC  20008                                  412-622-3600



Terry Ann Schwartz                                          Shirley Weber

Associate Commissioner, Policy,                       Member, Board of Education

   Instruction & Assessment                               San Diego Unified School District

New York State Education Department            4100 Normal Street

89 Washington Avenue                         San Diego,  CA  92103

Albany,  NY  12234                                         619-293-8562



Thomas Sobol                                                  Saul M. Yanofsky

Commissioner of Education and                        Superintendent of Schools

   President of the University of              White Plains Public Schools

   the State of New York                                  5 Homeside Lane

New York State Education Department            White Plains,  NY  10605

89 Washington Ave., Room 111EB                  914-422-2019

Albany,  NY  12234


H. Braughn Taylor

Director, Fiscal and

   Strategic Planning

Kentucky Department of Education

500 Mero Street

Frankfort,  KY  40601



How We Plan To Do It

            Our objective is to make schools of the kind we have described the norm, not the exception, first in the cities and states that are Alliance members, and later elsewhere.  Getting there will require more than new policies and different practices.  It will require a change in the prevailing culture - the attitudes, values, norms and accepted ways of doing things - that defines the environment that determines whether individual schools succeed or fail in the transformation process.  We will know that we have succeeded when there are enough transformed schools in any one area, and enough districts designed and managed to support such schools, that their approach to education sets the norms, frames the attitudes and defines the accepted ways of doing things in that part of the world.  Then there will be no turning back.

            The question is how to bring about this kind of cultural transformation on the scale we have in mind.  Because our space is limited, we will restrict ourselves to answering that question in a fairly mechanical way.  But, underneath this ordered recitation of sites, dates, meetings and field work lies the model of change described above.  This whole design is calculated to provide the settings, relationships and people resources needed for all phases of learning we described, and to organize them in such a way that the growth of the new culture is geometric.

            Our partnership will work intensively with a few schools in three states at first.  At the same time, we will work, just as intensively, with the states and districts in which these schools are located to produce the policy and management changes that will allow these schools to flourish.  Then we will expand the number of schools geometrically until, by the end of the third year, we will have several hundred schools actively breaking the mold.  After five years, we expect to see 3,000 schools or more irrevocably involved in the process of transformation.

            Actually, we have already begun.  Between February 15 and May 4, we will prepare a paper that analyzes in detail the implications of integrating all the components that we believe must come together to produce new schools and systems.  This paper will be the resource document for a national meeting in early May.  Each Partner - the states and districts as well as the 'resource' Partners - will send two persons.  These 36 people will be a senior management group for our work.  These people will get this paper in sufficient time before the meeting to share it with their colleagues and networks to better represent divergent views.

            Between February 15 and July, we will select about 20 'master schools' from across the United States.  These will be schools in which researchers and practitioners have been working together to create instances of exceptionally good practice in mathematics, English language arts, science, technology or one of the other components of our systemic plan.  They must be willing to receive observers from our sites over the


next three years.  Among the candidates will be schools with which the Learning Research and Development Center has relationships now;  schools that have been a part of the Apple Classrooms of Tomorrow network;  and Partner-state schools  that are doing an outstanding job in at least one of these components.

            Also between February 15 and July, the initial districts and schools that will work to integrate all the components will be selected - at least one district and three schools in Kentucky;  one district (Rochester) and three schools in New York:  and at least one district and three schools in Vermont.  In the first year, we will have only three primary states, each with three schools.  We call them Tier 1 schools.  In the second year, each primary state will add 12 more schools, which we call Tier 2 schools.  In the third year, each primary state will add 66 more schools, which we call Tier 3 schools.  Beginning in the second year, our other sites - Arkansas, Washington State, Pittsburgh, San Diego and White Plains - will be bringing schools into Tiers 2 and 3 as well. 

            The pace of planned scale-up reflects the capacity of our resource Partners to provide the intensive effort that we believe is necessary in the Tier 1 phase.  But all nine site Partners will have substantial contact with the resource Partners from the outset.  All the Partners will come together twice a year, and all the Partners and the schools will be linked through a telecommunications network that will be essential to our ability to work productively together.

            Although the nine Tier 1 schools will get most of our attention in the first year, many of the Tier 2 and 3 schools - some from secondary sites - will also be selected in this February to July 1992 period.  That will give them time to prepare and they will have some early opportunities for participation.  Each Partner state or district will conduct their own school selection process.  We anticipate that the initial schools selected will be places where restructuring already has moved from rhetoric to reality, and there is substantial support for change from the staff and the community.

            In early July, we will hold our first Summer Design Institute.  The objective is to have each Partner - sites and resource Partners - produce an Action Blueprint that lays out a detailed plan of action for the first year and a more general plan for the years following.  Those plans will specify how each Partner will relate to the others, their mutual obligations and a sequence of activities.  Each state delegation will be expected to emerge with a design for producing 81 transforming schools by the end of the third year.  The districts will be expected to design a strategy for engaging the majority of their schools by the end of the third year.  The schools will concentrate on a design for transforming their own environment for learning.  Each of the other Partners will come up with a detailed design for relative to one another and providing assistance to schools, districts and states.

            Bear in mind that we have selected our site Partners because their restructuring plans are already among the most advanced in the country.  Each of the states in which


we will initially concentrate - Vermont, New York and Kentucky - have developed sweeping strategic plans of action.  Kentucky's is contained in its 1990 Kentucky Education Reform Act.  Vermont's is known as A Green Mountain Challenge:  Very High Skills for Every Student;  No Exceptions, No Excuses.  New York's effort is called A New Compact for Learning.  Each is utterly consistent with the analysis with which this proposal began.  Our design effort is meant to build on these plans, enabling these states to broaden their scope and greatly amplify the intellectual and 'expert' resources available to remold their systems.

            Each primary state will send between 25-30 participants, including Tier 1 school teams, district and state officials, people involved in the delivery of health and human services, parents and representatives of the political and business world.  Each secondary site will send 10 participants.  Each resource Partner will send five participants.  The National Center on Education and the Economy will send 15 participants and each of the master schools will send one person.  In addition we will invite appropriate federal officials who can help us secure the flexibility these states, districts and schools will need to restructure.

            The idea of the Design Institute is to assemble a group of people who each have much to teach and much to learn.  Everyone will function as a designer.  During the first part of the Institute, the focus will be on helping the site Partners understand what resources are available from the other Partners, including the master schools, and helping those other Partners to understand what the sites have to offer and what they need.  Each site Partner, of course, brings substantial assets to the table, some of which we have already mentioned.

            During the second part of the Institute, the focus will shift to development of the Action Blueprints for each site and for the other Partners.  This Summer Design Institute will be the first large opportunity for these site Partners to tackle the design challenges they face.  Because these details of the designs for the development process will grow out of this Institute, the following description of the events flowing from the first Institute is likely to change. 

            During the first year, the nine Tier 1 schools will each be able to send up to five teams of two people for field work at one or more master schools for up to a total of five days for each team.  We are assuming that each school team member would spend at least 20 days away from their classroom during the first year.  In addition, each primary state will have personnel from the resource Partners on-site for several weeks.  And, in these nine Tier 1 schools, Apple Computer will transform a total of 24 classrooms into technology-rich learning centers, complete with computers, multi-media and telecommunications capabilities.

            Staff from state and district offices will spend half-time in Tier 1 schools as part


of the school teams.  They will spend the other half working to change their own systems to facilitate and support change at the school level.  Each primary state will assign a minimum of two full-time equivalent people to this effort.

            The strategy we described above for developing people's capacities to execute this plan will be used to involve school, district and state people in the work of standards and assessment development, curriculum development, the use of new pedagogical techniques, high performance management, and all the other tasks we have set for ourselves.  Our design is intended to provide many opportunities for observation, modeling, active practice, scaffolding, coaching and guided reflection.  As the design unfolds, the networks of people involved at every level of expertise will multiply and grow richer.  These networks will enable the 'experts' to expand their horizons and novices to increase their capacities.  Novices will become experts.  And the ranks of experts will steadily grow, greatly increasing in turn our capacity to extend the network.

            As teams of school people participate in this unfolding strategy, they will 'do' as they learn.  They will integrate what they are learning into a coherent whole, supported by their colleagues in the school, those at the district and state offices, their Partners who come to visit and coach and those with whom they visited elsewhere and remain in touch.  As these Tier 1 schools are integrating the components, we will provide them, in addition to the experts already described and the telecommunication connections described below, descriptive case materials from master schools that can be used by those who actually did field work in these places to help their colleagues understand what they experienced;  customized research reports on instructional strategies and curriculum;  and protocols for coaching their peers.

            Time will be our most precious and scarce resource.  These schools can't shut down to retool;  they have a continuing responsibility to their students.  We will help them find creative ways to capture as much time as possible.  For example, we could replace substitutes with permanent school staff members who are part of the training process so they can move in and out of schools without the normal substitute dislocation.  We will explore doing virtually all teaching in teams that could 'cover' for members doing field work elsewhere.  We may create the schoolhouse analog to Vermont's practice of linking volunteer firehouses in a mutual aid network:  Neighboring departments train together;  when one company is called away to a fire, a neighboring company sends a truck in.

            We realize that this is a substantial amount for these Tier 1 schools to absorb, modify and act upon.  So they will not have to also worry about observers in this first year.  During this period, we will build in time for reflection and for mid-course corrections.

            At the end of the first year, we will have nine schools working hard and well on


all the components we believe are part of systemic change, at the same time corollary activities are underway at the district and state level.  We are well aware that this is a substantial challenge.  But our optimism springs from our determination to pick schools that are already leaders in one or more of our component areas.  And it comes from our capacity to bring resources to them that are collectively richer than any that we know of gathered around schools anywhere.  Nine schools is not many but that is part of our strategy of going slow so we can then go fast. 

            In the second year, each of these Tier 1 schools would be working as a leadership and practice laboratory for teams of teachers from four Tier 2 schools.  These teams would spend four weeks observing, questioning and, most importantly, practicing in the Tier 1 schools and in the master schools.  Before that occurs, in the summer of 1993, these new teams would attend our Second Summer Design Institute.  The Tier 1 teams would all come together for reflection and mid-course corrections immediately before this Institute, and a representative group from these teams would attend as resource Partners.  The Tier 2 teams would come away from the Institute with Action Blueprints for breaking the mold at their schools.

            These Tier 2 schools also would be connected to teams at the district and state, teams that already will have had the experience of working with the Tier 1 schools.

            You can begin to see the cascade effect.  By the end of the second year, we will have the original nine Tier 1 schools well along the road to transformation, and we will have 36 Tier 2 schools - from all our site Partners - working at it.  All of them will be tied to the resource Partners and each other through the telecommunications system.

            In the third year, each of the Tier 1 schools will be able to train teams from six Tier 3 schools, which would include teams from all of our sites.  Each of the Tier 2 schools will train teams from four Tier 3 schools.  If there was no overlap among the teams, and we expect there to be some, that would produce a total of 243 transformed or transforming schools after three years.  At the same rate of cascading, we essentially would have covered all our Partner's schools by the end of the fifth year, and started to seed the effort in other states.

            But our point is not simply to reach every school in which we work.  It is to demonstrate that we can bring this revolution to scale in diverse districts and states;  to reach a critical mass so that those schools that have not restructured become the exceptions rather than the norm. 

            This plan has focused primarily on bringing the number of 'break-the-mold' schools to scale.  We felt it was more important to give our limited space to this rather than to other issues that we care deeply about and will be pursuing, among them the transformation of state policy systems and district organization, the development of


public support for the whole venture, the certification of master teachers and building effective systems for the transition from school to work.  Our approach to each of these will have strong links to the strategy for staff development we have described and will parallel the cascade plan for school development. 

Assessing Progress

            How will we know how we are doing?  There are two key questions here:  Did we do what we said we would do? and What difference is it making in student performance?  Anne Lewis, one of the nation's most prominent education writers, has agreed to address the first question, making frequent visits to the sites and individuals involved in all facets of our program and putting together a chronicle of what she finds.  Ms. Lewis's reports will both be used as a management tool to keep the program on course and will become the basis of a book and articles, telling the program's story to interested professionals and to the general public.  Contributing to and complementing Ms. Lewis' work will be research by Apple Computer staff at the Tier 1 sites consisting of pre- and post-interviews of teachers;  case studies of a sample of individual teachers who work in these schools, based on audiotape diaries kept by these teachers;  peer observations and classroom observations.

            The bottom-line measure of our progress will be student performance, as gauged in the first instance by the measures the states and districts now use, and, as they become available, by the assessments developed by the New Standards Project.

            The Alliance's co-directors will provide overall supervision of the self-evaluation and documentation function.

Sharing What We Learn

            Had we proposed to create, say, 20 'break-the-mold' schools, then we would have faced the classic dilemma of model school builders:  Getting others to pay attention to what you have given birth to before the system smothers the baby.  We have instead prepared a plan for making 'break-the-mold' schools the dominant reality in states serving close to 12 percent of America's students by the end of the third year of the program.  The challenge of years four and five will be to go even further - to help schools, districts and states all over the United States profit from what has been learned.

            If we succeed in our first three years, much of the world will not only be aware of it, but will be trying hard to emulate it.  Our task, we think, is to help them do that.


            We plan to chronicle our work in a number of different ways.  We will actively encourage a variety of video and film producers, particularly those who produce documentaries, to look at our work as a fertile field.  We will aggressively invite the media - national and local - to pay close attention to our schools and systems as they change. 

            We have provided in the budget for authorship of a book intended for general audiences describing the effort.  And we plan, too, to publicize it widely through the print and broadcast press.  In addition, we will invite the education research community to examine what we are doing and write about it widely.

Management Plan, Technical Services, Budget and Key Staff

            An organization chart for the Alliance can be found in the supporting materials to this proposal.  In the following section, we briefly describe its main features.

            The Board of Trustees of the National Center on Education and the Economy has created a Coordinating Council, chaired by Richard Mills, Vermont's Commissioner of Education, and consisting of several of its trustees and senior representatives of the other Alliance Partners, to provide institutional governance for the program.  The Council will meet twice a year. 

            The Design Team, comprised of those senior people most actively involved in the work itself, will meet as often as necessary.  The Design Team will be chaired by David Hornbeck and Marc Tucker.

            The principal staff to both the Coordinating Council and the Design Team is the central staff unit of the Alliance, directed by Michael Cohen and David Hornbeck.  Their function is to assure the smooth operation of the Alliance as a whole.

            Each of the functional units - health and human services, technology, high performance management, and so on - will itself constitute a design team and will be headed up by an individual on the overall Design Team who will take responsibility for coordinating the work of all the organizations working on that function.  All of the organizations associated with the effort will be, of course, responsible for their own management.  The scope of all major joint efforts will be defined by written agreements between the National Center on Education and the Economy and its Partners.

            Most central support, coordination and technical functions will be provided by the National Center on Education and the Economy through the Alliance's central staff unit.  Hornbeck, Tucker, Cohen and Gloria Frazier will visit all of the sites at least once a month, providing support and technical assistance.  The central staff unit will also include


a chief of staff and two other professionals.  Because issues of equity will be a major focus of the work undertaken by every Partner, we plan to engage a Director of Equity to make sure that it is a consistent priority and to carry out analyses of the issues that will inform our work as it proceeds.  A Director of Staff Development will coordinate the work of all the Partners in this area.  And Andy Plattner, Director of Communications, will coordinate the public support program of the Alliance.

            The entire program would collapse if all the people who had to interact to make it work were required to meet frequently face-to-face.  There would be neither enough time nor enough money.  An innovative communications system will be created to support project management, professional development, communications among students, student and teacher access to rich information sources, the broad dissemination of ideas, plans, progress reports and results to stakeholders in education restructuring throughout the country.

            Site and resource Partners have already been electronically linked through the donation of computers, modems, and access to AppleLink, Apple's corporate network.  This network supports electronic mail and the transmission and reception of computer files.  It will serve as an efficient and easy-to-use administrative backbone of our work.

            The real work of the project, however, also depends on routine communications among all of the stakeholders - students, teachers, district and state personnel, community members, and the varied resource staffs.  While the project design permits some face-to-face exchange among many of the participants, other long-distance forms must support a continuous reporting, reflection, and idea-stimulating conversation.  Apple will provide computers and modems and access to America OnLine, a full-range telecommunications service. 

            While these systems will promote frequent exchanges among project participants, there is a compelling need for two-way, interactive video communication, cost-effective opportunities to hold face-to-face conversations with one another and to see and hear what truly changed classrooms are like.

            During the design year, our Partners from Apple Computer, in consultation with the Corporation for National Research Initiatives, a leader in the design of advanced communications systems, will seek other industry partners to explore the use of broadband communications, fiber optic networks and satellite communications systems.  These systems could both support the development work and serve as an effective dissemination tool, spreading ideas and lessons to educators throughout the country.

            The key staff are:   Marc Tucker, President and Founder of the National Center on Education and the Economy and its programs - the New Standards Project, the National Alliance for Restructuring Education and the Commission on the Skills of the American


Workforce.  David Hornbeck, Co-Director, National Alliance for Restructuring Education, Maryland's State Superintendent of Schools for 12 years and Senior Advisor to The Business Roundtable;  and Michael Cohen, Co-Director, National Alliance for Restructuring Education.  Michael was Education Program Director at the National Governors' Association and has worked with the National Association of State Boards of Education and the National Institute of Education.

            People who play leading roles from resource Partners are:   Lauren Resnick, Director, Learning Research and Development Center (LRDC), University of Pittsburgh.  Lauren is Co-Director of the New Standards Project, serves on SCANS and chairs the National Education Goals Panel Resource Group on Student Achievement.  Robert Glaser, Director, LRDC.  Bob is also Professor of Psychology and Education at the University of Pittsburgh where his research has concentrated on the cognitive science of learning.  Frank Farrow, Director of Children's Services Policy, The Center for the Study of Social Policy.  Frank was previously the Executive Director of the Social Services Administration.  Lisbeth Schorr, Director, Harvard University Project on Effective Services.  She is the author of Within Our Reach:  Breaking the Cycle of Disadvantage.  David Dwyer, Principal Scientist & Apple Classrooms of Tomorrow Project Manager, Apple Computer, Inc.  Previously he directed field research for the Far West Laboratory and was a nationally recognized teacher.  David Mandel, Vice President for Policy Development, National Board for Professional Teaching Standards.  David has served in senior positions at the U.S. Department of Education and the National Institute of Education.  And Deborah Wadsworth, Executive Director, The Public Agenda Foundation.  At PAF, she released Cross Talk:  The Public, the Experts and Competitiveness.

            Leaders in our sites include:  Brian Benzel, Chair, Governor's Task Force on Schools for the 21st Century and Superintendent, Edmonds (WA) School District.  Brian serves on the National Council on Education Standards and Testing and on the Governor's Council on Education Reform and Funding.  Thomas Boysen, Kentucky's Commissioner of Education.  Tom has served as Superintendent in San Diego (CA) County and in four other districts in states including California, New York and Washington.  Burton Elliott, Director, Arkansas Department of General Education.  From 1955 to 1989, Burton served as a teacher, principal, Assistant Superintendent and Superintendent in Arkansas.  Richard Mills, Vermont's Commissioner of Education.  Rick was New Jersey Governor Tom Kean's Education Advisor during his tenure as Chair of the Education Commission of the States and lead 'education Governor' for the National Governors' Association.  Thomas Payzant, Superintendent, San Diego City Schools.  Tom has served as Superintendent in a number of states, including Pennsylvania, Oregon, Oklahoma and California.  He is Chair of the Board of Directors for the Council for Basic Education and a member of the National Board for Professional Teaching Standards.  Manuel Rivera, Superintendent, Rochester City School District.  Manny has served as Rochester's Deputy Superintendent for Operations/Strategic


Management and Assistant Superintendent for Student Support Services.  Thomas Sobol, President of The University of the State of New York and Commissioner of Education.  Prior to this, Tom served 16 years as Superintendent in Scarsdale, NY.  Richard Wallace, Jr., Superintendent, Pittsburgh Public Schools.  Dick began as a teaching principal and administrator and has worked in educational research, including serving as Deputy Director at the Research and Development Center for Teacher Education, University of Texas-Austin.  Saul Yanofsky, Superintendent of Schools, White Plains Public Schools.  From 1973 to 1982, Saul served in senior positions at the National Institute of Education and began his career as a teacher.

            Other key consultants and staff of the National Center on Education and the Economy include:  Betsy Brown Ruzzi, Assistant Director of the Commission on the Skills of the American Workforce and the Center's Workforce Skills Program.  Betsy came to the Center from a senior position at the National Alliance of Business.  John Foley, Acting Director of the High Performance Management Program.  John came to the National Center after over 25 years at Xerox Corporation, many of them in senior management positions.  Gloria Frazier, Associate Director of the National Alliance for Restructuring Education.  Gloria has worked in both the public and private sector and most recently has worked as a consultant with the National Board for Professional Teaching Standards and the Council on Foundations.  Anne Lewis, a prominent national education writer, will work with us on our self-assessment.  Andy Plattner, Director of Communications, who previously held the same position at the U.S. Department of Education's Office of Educational Research and Improvement. 

Budget Description

            The summary budget projection is shown on the last page of the proposal (see supporting materials for a more detailed budget projection).  We project that we will need $20 million from NASDC over the five-year period, just under $3 million to complete Phase I.

            One of the unique aspects of our proposal is that the money that NASDC contributes to this effort will not stand alone but will be leveraged by $8.6 million of donated resources in the first year from the National Center and its Partners:  Apple Computer - $2.5 million (staff, computer hardware, software);  Our primary site Partners - $.5 million (technical staff support to schools);  National Center (through its funders The Pew Charitable Trusts and Melville Corporation) - $1.8 million.  The remaining $3.8 million of resources (funding for the New Standards Project <from Pew and the John D. and Catherine T. MacArthur Foundation> and Health and Human Services), are expected to be in hand on or about the award date.  For the five year effort, we project that site Partners will need to contribute $188 million to this effort, mainly in staff development costs, most of it in Phase III when over 28,000 teachers will be involved.  Some existing


resources can be reallocated to this effort, but some will be new money.  We are also projecting major Partner investments in new technology.

            Almost half of the $4 million requested from NASDC for the first year will go to our site Partners to defer the costs associated with transition to the new system.  We have budgeted $300k for each of our three primary sites, and $75k for each of our other sites for this purpose, as well as $108k to fund the initial costs of travel for the teachers in our school design teams.  Other items included in the $3 million first year costs include:  Consultants and subcontractors ($638k - Learning Research and Development Center, The Public Agenda Foundation, National Board for Professional Teaching Standards, Jobs for the Future, the Industrial Areas Foundation and Anne Lewis), several new staff positions and related costs ($225k), travel ($545k - the Summer Design Institute ($350k), the Coordinating Council and Site Coordinators meetings ($100k), staff and consultant travel ($95k));  and indirect costs ($207k).

            Most of the central staffing costs for the Alliance will be donated, using funds contributed by Pew and Melville (including:  Tucker (33%), Hornbeck (50%), Cohen (100%), Plattner (50%), Porter (80%), Frazier (80%), and Foley (100%)).  Other donated key staff include Deets (100%-consultant), Brown Ruzzi (50%), Resnick (10%) and Dwyer (50%).  Our NASDC request supplements the donated staff with Staff Development and Equity Directors at $75k each per year, starting 7/92 and charging 50% of their time to the project.  Also included in the new staffing costs are a staff assistant ($20K) and staff associate ($30k) and the estimated costs for telephone, supplies, occupancy and equipment costs for these people.

            Major cost assumptions are:  Fringe benefits - 30%;  inflation rate - 5%;  staff raises - 3% above inflation;  and indirect cost rate - 22% (excluded are “payments to schools” and >$25k for consultants and subcontractors).











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